Sleep and Ventilatory Disorders
Obstructive Sleep Apnoea
1. Obstructive Sleep Apnoea
1.1 Epidemiology
- Definition
- OSA is a sleep-disordered breathing syndrome in which pharyngeal collapse or partial narrowing during sleep leads to apnoeic/hypopnoeic episodes, resulting in intermittent hypoxia and arousal from sleep.
- Prevalence
- Estimated 1–2% in men and 0.5–1% in women aged 30–65 years, though many cases remain undiagnosed.
- Significance
- Increases the risk of road traffic accidents by 2–7 times.
- Strong association with obesity and other comorbidities (cardiovascular disease, diabetes).
1.2 Aetiology
- Pathophysiology
- Reduced tone in the upper pharyngeal muscles during sleep → partial or total airway collapse → snoring or apnoeic episodes.
- Repeated hypoxia and partial awakenings fragment sleep, causing daytime somnolence and reduced cognitive performance.
- Risk Factors
- Modifiable: BMI >30 kg/m², thick neck circumference (>43 cm in men, >41 cm in women), nasal obstruction, alcohol use, sedatives, hypothyroidism, diabetes.
- Non-modifiable: Male sex, older age (>40 years), certain craniofacial traits (micrognathia, retrognathia), acromegaly, perimenopausal status, family history of OSA.
1.3 Clinical Features
- Night-Time Symptoms
- Snoring (often loud or disruptive).
- Choking or gasping episodes.
- Witnessed apnoeas by a partner.
- Daytime Effects
- Excessive daytime sleepiness (EDS), measured by Epworth Sleepiness Scale.
- Unrefreshed upon waking.
- Reduced concentration, short-term memory impairment, personality change.
- Nocturia, morning headaches, possibly decreased libido.
- Complications
- Hypertension, arrhythmias, coronary artery disease, stroke, type II diabetes, pulmonary hypertension, cor pulmonale, motor vehicle accidents from somnolence.
1.4 Diagnosis
- Clinical Assessment
- History of excessive daytime sleepiness, tiredness, and repeated nocturnal episodes of gasping or apnoea.
- The Epworth Sleepiness Scale quantifies sleepiness (score >9 is abnormal).
- Physical Examination
- Weight: Obesity is a key risk factor.
- Neck circumference: >43 cm (men), >41 cm (women).
- Nasal patency, pharyngeal appearance (Mallampati score).
- Check for hypothyroidism, acromegaly, or craniofacial abnormalities.
- Investigations
- Thyroid function tests: TSH for hypothyroidism.
- Full blood count: Exclude polycythaemia.
- Overnight oximetry: A screening method. Sawtooth desaturation pattern is suggestive of OSA but not definitive.
- Polysomnography (gold standard): Measures EEG, ECG, EMG, airflow, oxygen saturation, thoracoabdominal movement.
- An apnoea–hypopnoea index (AHI) ≥5 episodes/h indicates sleep apnoea; >30 is severe.
1.5 Immediate Management
- Lifestyle Modifications
- Weight reduction (if obese) and exercise.
- Reduce or eliminate alcohol and sedative medication usage.
- Stop smoking to mitigate upper airway inflammation.
- Driving: Advise patients not to drive if feeling sleepy; they must inform the DVLA if diagnosed with OSA and daytime somnolence, especially if they drive vocationally.
1.6 Long-Term Management
- Untreated OSA predisposes to hypertension, stroke, arrhythmias, and higher mortality, especially in obese individuals.
- Mechanical Therapy
- Mandibular Advancement Device: For mild disease or those intolerant of CPAP. It advances the jaw anteriorly, increasing pharyngeal diameter.
- CPAP (Continuous Positive Airway Pressure): First-line therapy for moderate to severe OSA. Keeps the upper airway open via positive pressure, improving oxygenation and sleep quality.
- Potentially improves long-term cardiovascular outcomes.
- Surgical Interventions
- Correctable upper airway lesions (deviated septum, nasal polyps, enlarged tonsils/adenoids).
- Bariatric surgery if morbidly obese with severe OSA.
- Prognosis
- Excellent if patients tolerate and adhere to CPAP or other interventions, with improvement in daytime alertness, potential reduction in cardiovascular mortality.
Obesity Hypoventilation Syndrome
2. Obesity Hypoventilation Syndrome
2.1 Epidemiology
- Definition
- Obesity hypoventilation syndrome (OHS) is a sleep-related ventilatory disorder in people with severe obesity, characterised by night-time hypoventilation rather than upper airway obstruction (as in obstructive sleep apnoea).
- Prevalence
- Exact prevalence is unknown.
- Up to 15% of patients suspected to have obstructive sleep apnoea actually have OHS, either alone or in combination.
- Increasing Recognition
- Growing awareness and the availability of diagnostic tests have led to more diagnoses in recent years.
2.2 Aetiology
- Pathophysiology
- Excess adipose tissue around the chest and abdomen restricts normal chest wall expansion, contributing to hypoventilation during sleep.
- This under-ventilation leads to chronic hypercapnia (raised PaCO₂) and type 2 respiratory failure, distinct from the intermittent airway obstruction seen in obstructive sleep apnoea.
2.3 Risk Factors
- Severe Obesity
- Typically with a BMI in the high obese range.
- Overlap with OSA
- Some patients have both obstructive sleep apnoea and obesity hypoventilation.
2.4 Symptoms
- Similar to Obstructive Sleep Apnoea
- Daytime hypersomnolence, morning headaches, personality changes, memory and concentration difficulties.
- Daytime Hypercapnia
- Waking hypercapnia leading to early morning headache and fatigue.
- Acute Decompensation
- Patients can present with an acute exacerbation of type 2 respiratory failure, causing severe drowsiness or coma.
2.5 Diagnosis
- Clinical Suspicion
- Severe obesity plus daytime somnolence, hypercapnia, or repeated episodes of decompensation.
- Sleep Study
- Documents nocturnal hypoventilation (rather than apnoeic episodes).
- Arterial Blood Gases
- Raised PaCO₂ (>6 kPa) during the day is critical for diagnosis.
- Pulmonary Function Tests
- Restrictive defect (↓ lung volumes) with preserved transfer factor.
- Additional Testing
- Chest X-Ray, ECG, Echo: May reveal pulmonary hypertension or right-sided cardiac strain/failure (cor pulmonale).
2.6 Immediate Management
- Weight Loss
- Primary, definitive intervention; bariatric surgery may be needed for sustained weight reduction.
- Ventilatory Support
- Overnight CPAP can worsen hypercapnia in some patients.
- Non-invasive ventilation (NIV) is typically required to correct the hypoventilation, especially during acute exacerbations of type 2 respiratory failure.
- Treat Associated Conditions
- Address cor pulmonale if present, and manage any coexisting obstructive sleep apnoea, COPD, or cardiac failure.
2.7 Long-Term Management
- Lifestyle Interventions
- Continued focus on weight management, exercise, diet.
- Monitoring
- Serial arterial blood gas checks, sleep studies, and cardiovascular assessment to detect emerging complications.
- Prognosis
- Generally good if OHS is recognised early and treated.
- Untreated severe OHS can lead to progressive cor pulmonale, recurrent hospital admissions, and increased mortality.
Chest Wall and Neuromuscular Disorders
3. Chest Wall and Neuromuscular Disorders
3.1 Epidemiology
- Definition
- A group of conditions in which weakness of the respiratory muscles (due to neuromuscular disease) or chest wall abnormalities leads to hypoventilation, predominantly type 2 respiratory failure (high PaCO₂, low PaO₂).
- Prevalence
- Precise prevalence varies because of the spectrum of neuromuscular disorders (e.g. motor neurone disease, muscular dystrophies, spinal cord lesions) and various chest wall deformities (kyphoscoliosis, severe obesity, etc.).
3.2 Aetiology
- Neuromuscular Weakness
- Examples include motor neurone disease, muscular dystrophy, myasthenia gravis, polio, Guillain–Barré syndrome, cervical spinal cord lesions.
- Diaphragmatic paralysis from phrenic nerve damage.
- Chest Wall Abnormalities
- Kyphoscoliosis, severe obesity (see obesity hypoventilation syndrome), chest deformities from congenital or traumatic causes.
- Pathophysiology
- The mechanical inefficiency of breathing (due to muscle weakness or rigid chest wall) → inadequate ventilation, especially at night, leading to chronic CO₂ retention (type 2 respiratory failure).
- Hypoventilation worsens during sleep because accessory muscle use and neural drive to breathe are reduced.
3.3 Risk Factors
- Underlying Neuromuscular Conditions
- Hereditary myopathies, progressive neurological diseases, autoimmune disorders (e.g. myasthenia gravis).
- Severe Chest Wall Deformities
- Long-standing kyphoscoliosis or chest trauma.
- Coexisting Obesity
- Compounds hypoventilation, as in obesity hypoventilation syndrome.
3.4 Symptoms
- Nocturnal Hypoventilation
- Sleep disruption, morning headaches (due to overnight CO₂ retention), unrefreshing sleep.
- Daytime Somnolence
- Fatigue, excessive daytime sleepiness.
- Signs of Type 2 Respiratory Failure
- Dyspnoea on exertion, potential confusion, drowsiness.
- In advanced cases, cor pulmonale (raised JVP, peripheral oedema).
- Potential Overlap
- Some patients with neuromuscular disease or severe chest wall issues may also have components of obstructive sleep apnoea.
3.5 Diagnosis
- Clinical Assessment
- History of neuromuscular disease, chest wall deformity, or progressive muscle weakness.
- Reports of morning headache, daytime hypersomnolence, or repeated chest infections.
- Arterial Blood Gases (ABG)
- Type 2 respiratory failure: PaO₂ <8 kPa with PaCO₂ >6 kPa.
- Often normal or near-normal pH initially if chronic compensation, but can decompensate with acute exacerbations.
- Pulmonary Function Tests
- Restrictive pattern (reduced lung volumes), but alveolar–arterial gradient or transfer factor may be relatively preserved if lung parenchyma itself is unaffected.
- Sleep Studies
- Might show hypoventilation throughout sleep, distinct from apnoeic episodes typical of OSA. Nocturnal oximetry or polysomnography documents persistent hypercapnia.
- Other Tests
- Imaging (chest X-ray) to identify severe spinal curvature or other chest wall deformities.
- Neurological investigations (electromyography, nerve conduction studies) if indicated.
3.6 Immediate Management
- Treatment of Acute Decompensation
- If a patient presents with acute on chronic type 2 respiratory failure (elevated CO₂ and low pH), manage with non-invasive ventilation (NIV) in hospital.
- Treat any triggering factor such as infection or sedation that has worsened their ventilatory compromise.
- Supportive Oxygen
- Cautious use of controlled oxygen therapy to maintain target saturations, avoiding overtreatment that may further increase CO₂ retention.
- Identify Reversible Elements
- Stop any sedative medications.
- Monitor for hypothyroidism or other correctable causes of hypoventilation.
3.7 Long-Term Management
- Nocturnal Non-Invasive Ventilation (NIV)
- Essential once chronic type 2 respiratory failure develops.
- Significantly reduces hospital admissions and extends survival in non-progressive disorders.
- Address Underlying Disease
- Physical therapy, disease-specific treatments (e.g. immunosuppressants for myasthenia gravis), spine surgery if feasible for severe kyphoscoliosis.
- Lifestyle Modification
- Weight reduction if obesity coexists, smoking cessation.
- Vaccinations (influenza, pneumococcal) to reduce infection risk.
- Prognosis
- Varies based on the nature of the underlying neuromuscular disease or chest wall deformity.
- In stable or slowly progressive conditions, NIV can significantly prolong life and improve quality of life.
Written by Dr Ahmed Kazie MD, MSc
- References
- Laura-Jane Smith, Brown JS, Quint J. Respiratory medicine. London ; Philadelphia: Jp Medical Publishers; 2015.
- Sattar HA. Fundamentals of pathology : medical course and step 1 review. Chicago, Illinois: Pathoma.com; 2024.
- Wilkinson I, Raine T, Wiles K, Hateley P, Kelly D, McGurgan I. OXFORD HANDBOOK OF CLINICAL MEDICINE International Edition. 11th ed. Oxford University Press; 2024.
Last Updated: February 2025