Sleep and Ventilatory Disorders

Obstructive Sleep Apnoea

1. Obstructive Sleep Apnoea

1.1 Epidemiology

  • Definition
    • OSA is a sleep-disordered breathing syndrome in which pharyngeal collapse or partial narrowing during sleep leads to apnoeic/hypopnoeic episodes, resulting in intermittent hypoxia and arousal from sleep.
  • Prevalence
    • Estimated 1–2% in men and 0.5–1% in women aged 30–65 years, though many cases remain undiagnosed.
  • Significance
    • Increases the risk of road traffic accidents by 2–7 times.
    • Strong association with obesity and other comorbidities (cardiovascular disease, diabetes).

1.2 Aetiology

  • Pathophysiology
    • Reduced tone in the upper pharyngeal muscles during sleep → partial or total airway collapse → snoring or apnoeic episodes.
    • Repeated hypoxia and partial awakenings fragment sleep, causing daytime somnolence and reduced cognitive performance.
  • Risk Factors
    • Modifiable: BMI >30 kg/m², thick neck circumference (>43 cm in men, >41 cm in women), nasal obstruction, alcohol use, sedatives, hypothyroidism, diabetes.
    • Non-modifiable: Male sex, older age (>40 years), certain craniofacial traits (micrognathia, retrognathia), acromegaly, perimenopausal status, family history of OSA.

1.3 Clinical Features

  • Night-Time Symptoms
    • Snoring (often loud or disruptive).
    • Choking or gasping episodes.
    • Witnessed apnoeas by a partner.
  • Daytime Effects
    • Excessive daytime sleepiness (EDS), measured by Epworth Sleepiness Scale.
    • Unrefreshed upon waking.
    • Reduced concentration, short-term memory impairment, personality change.
    • Nocturia, morning headaches, possibly decreased libido.
  • Complications
    • Hypertensionarrhythmias, coronary artery disease, stroke, type II diabetes, pulmonary hypertension, cor pulmonale, motor vehicle accidents from somnolence.

1.4 Diagnosis

  1. Clinical Assessment
    • History of excessive daytime sleepiness, tiredness, and repeated nocturnal episodes of gasping or apnoea.
    • The Epworth Sleepiness Scale quantifies sleepiness (score >9 is abnormal).
  2. Physical Examination
    • Weight: Obesity is a key risk factor.
    • Neck circumference: >43 cm (men), >41 cm (women).
    • Nasal patency, pharyngeal appearance (Mallampati score).
    • Check for hypothyroidism, acromegaly, or craniofacial abnormalities.
  3. Investigations
    • Thyroid function tests: TSH for hypothyroidism.
    • Full blood count: Exclude polycythaemia.
    • Overnight oximetry: A screening method. Sawtooth desaturation pattern is suggestive of OSA but not definitive.
    • Polysomnography (gold standard): Measures EEG, ECG, EMG, airflow, oxygen saturation, thoracoabdominal movement.
      • An apnoea–hypopnoea index (AHI) ≥5 episodes/h indicates sleep apnoea; >30 is severe.

1.5 Immediate Management

  • Lifestyle Modifications
    • Weight reduction (if obese) and exercise.
    • Reduce or eliminate alcohol and sedative medication usage.
    • Stop smoking to mitigate upper airway inflammation.
    • Driving: Advise patients not to drive if feeling sleepy; they must inform the DVLA if diagnosed with OSA and daytime somnolence, especially if they drive vocationally.

1.6 Long-Term Management

  • Untreated OSA predisposes to hypertensionstrokearrhythmias, and higher mortality, especially in obese individuals.
  • Mechanical Therapy
    • Mandibular Advancement Device: For mild disease or those intolerant of CPAP. It advances the jaw anteriorly, increasing pharyngeal diameter.
    • CPAP (Continuous Positive Airway Pressure): First-line therapy for moderate to severe OSA. Keeps the upper airway open via positive pressure, improving oxygenation and sleep quality.
    • Potentially improves long-term cardiovascular outcomes.
  • Surgical Interventions
    • Correctable upper airway lesions (deviated septum, nasal polyps, enlarged tonsils/adenoids).
    • Bariatric surgery if morbidly obese with severe OSA.
  • Prognosis
    • Excellent if patients tolerate and adhere to CPAP or other interventions, with improvement in daytime alertness, potential reduction in cardiovascular mortality.
Obesity Hypoventilation Syndrome

2. Obesity Hypoventilation Syndrome

2.1 Epidemiology

  • Definition
    • Obesity hypoventilation syndrome (OHS) is a sleep-related ventilatory disorder in people with severe obesity, characterised by night-time hypoventilation rather than upper airway obstruction (as in obstructive sleep apnoea).
  • Prevalence
    • Exact prevalence is unknown.
    • Up to 15% of patients suspected to have obstructive sleep apnoea actually have OHS, either alone or in combination.
  • Increasing Recognition
    • Growing awareness and the availability of diagnostic tests have led to more diagnoses in recent years.

2.2 Aetiology

  • Pathophysiology
    • Excess adipose tissue around the chest and abdomen restricts normal chest wall expansion, contributing to hypoventilation during sleep.
    • This under-ventilation leads to chronic hypercapnia (raised PaCO₂) and type 2 respiratory failure, distinct from the intermittent airway obstruction seen in obstructive sleep apnoea.

2.3 Risk Factors

  • Severe Obesity
    • Typically with a BMI in the high obese range.
  • Overlap with OSA
    • Some patients have both obstructive sleep apnoea and obesity hypoventilation.

2.4 Symptoms

  • Similar to Obstructive Sleep Apnoea
    • Daytime hypersomnolence, morning headaches, personality changes, memory and concentration difficulties.
  • Daytime Hypercapnia
    • Waking hypercapnia leading to early morning headache and fatigue.
  • Acute Decompensation
    • Patients can present with an acute exacerbation of type 2 respiratory failure, causing severe drowsiness or coma.

2.5 Diagnosis

  1. Clinical Suspicion
    • Severe obesity plus daytime somnolence, hypercapnia, or repeated episodes of decompensation.
  2. Sleep Study
    • Documents nocturnal hypoventilation (rather than apnoeic episodes).
  3. Arterial Blood Gases
    • Raised PaCO₂ (>6 kPa) during the day is critical for diagnosis.
  4. Pulmonary Function Tests
    • Restrictive defect (↓ lung volumes) with preserved transfer factor.
  5. Additional Testing
    • Chest X-Ray, ECG, Echo: May reveal pulmonary hypertension or right-sided cardiac strain/failure (cor pulmonale).

2.6 Immediate Management

  • Weight Loss
    • Primary, definitive intervention; bariatric surgery may be needed for sustained weight reduction.
  • Ventilatory Support
    • Overnight CPAP can worsen hypercapnia in some patients.
    • Non-invasive ventilation (NIV) is typically required to correct the hypoventilation, especially during acute exacerbations of type 2 respiratory failure.
  • Treat Associated Conditions
    • Address cor pulmonale if present, and manage any coexisting obstructive sleep apnoea, COPD, or cardiac failure.

2.7 Long-Term Management

  • Lifestyle Interventions
    • Continued focus on weight management, exercise, diet.
  • Monitoring
    • Serial arterial blood gas checks, sleep studies, and cardiovascular assessment to detect emerging complications.
  • Prognosis
    • Generally good if OHS is recognised early and treated.
    • Untreated severe OHS can lead to progressive cor pulmonale, recurrent hospital admissions, and increased mortality.

Chest Wall and Neuromuscular Disorders

3. Chest Wall and Neuromuscular Disorders

3.1 Epidemiology

  • Definition
    • A group of conditions in which weakness of the respiratory muscles (due to neuromuscular disease) or chest wall abnormalities leads to hypoventilation, predominantly type 2 respiratory failure (high PaCO₂, low PaO₂).
  • Prevalence
    • Precise prevalence varies because of the spectrum of neuromuscular disorders (e.g. motor neurone disease, muscular dystrophies, spinal cord lesions) and various chest wall deformities (kyphoscoliosis, severe obesity, etc.).

3.2 Aetiology

  • Neuromuscular Weakness
    • Examples include motor neurone disease, muscular dystrophy, myasthenia gravis, polio, Guillain–Barré syndrome, cervical spinal cord lesions.
    • Diaphragmatic paralysis from phrenic nerve damage.
  • Chest Wall Abnormalities
    • Kyphoscoliosis, severe obesity (see obesity hypoventilation syndrome), chest deformities from congenital or traumatic causes.
  • Pathophysiology
    • The mechanical inefficiency of breathing (due to muscle weakness or rigid chest wall) → inadequate ventilation, especially at night, leading to chronic CO₂ retention (type 2 respiratory failure).
    • Hypoventilation worsens during sleep because accessory muscle use and neural drive to breathe are reduced.

3.3 Risk Factors

  • Underlying Neuromuscular Conditions
    • Hereditary myopathies, progressive neurological diseases, autoimmune disorders (e.g. myasthenia gravis).
  • Severe Chest Wall Deformities
    • Long-standing kyphoscoliosis or chest trauma.
  • Coexisting Obesity
    • Compounds hypoventilation, as in obesity hypoventilation syndrome.

3.4 Symptoms

  • Nocturnal Hypoventilation
    • Sleep disruption, morning headaches (due to overnight CO₂ retention), unrefreshing sleep.
  • Daytime Somnolence
    • Fatigue, excessive daytime sleepiness.
  • Signs of Type 2 Respiratory Failure
    • Dyspnoea on exertion, potential confusion, drowsiness.
    • In advanced cases, cor pulmonale (raised JVP, peripheral oedema).
  • Potential Overlap
    • Some patients with neuromuscular disease or severe chest wall issues may also have components of obstructive sleep apnoea.

3.5 Diagnosis

  1. Clinical Assessment
    • History of neuromuscular disease, chest wall deformity, or progressive muscle weakness.
    • Reports of morning headache, daytime hypersomnolence, or repeated chest infections.
  2. Arterial Blood Gases (ABG)
    • Type 2 respiratory failure: PaO₂ <8 kPa with PaCO₂ >6 kPa.
    • Often normal or near-normal pH initially if chronic compensation, but can decompensate with acute exacerbations.
  3. Pulmonary Function Tests
    • Restrictive pattern (reduced lung volumes), but alveolar–arterial gradient or transfer factor may be relatively preserved if lung parenchyma itself is unaffected.
  4. Sleep Studies
    • Might show hypoventilation throughout sleep, distinct from apnoeic episodes typical of OSA. Nocturnal oximetry or polysomnography documents persistent hypercapnia.
  5. Other Tests
    • Imaging (chest X-ray) to identify severe spinal curvature or other chest wall deformities.
    • Neurological investigations (electromyography, nerve conduction studies) if indicated.

3.6 Immediate Management

  1. Treatment of Acute Decompensation
    • If a patient presents with acute on chronic type 2 respiratory failure (elevated CO₂ and low pH), manage with non-invasive ventilation (NIV) in hospital.
    • Treat any triggering factor such as infection or sedation that has worsened their ventilatory compromise.
  2. Supportive Oxygen
    • Cautious use of controlled oxygen therapy to maintain target saturations, avoiding overtreatment that may further increase CO₂ retention.
  3. Identify Reversible Elements
    • Stop any sedative medications.
    • Monitor for hypothyroidism or other correctable causes of hypoventilation.

3.7 Long-Term Management

  1. Nocturnal Non-Invasive Ventilation (NIV)
    • Essential once chronic type 2 respiratory failure develops.
    • Significantly reduces hospital admissions and extends survival in non-progressive disorders.
  2. Address Underlying Disease
    • Physical therapy, disease-specific treatments (e.g. immunosuppressants for myasthenia gravis), spine surgery if feasible for severe kyphoscoliosis.
  3. Lifestyle Modification
    • Weight reduction if obesity coexists, smoking cessation.
    • Vaccinations (influenza, pneumococcal) to reduce infection risk.
  4. Prognosis
    • Varies based on the nature of the underlying neuromuscular disease or chest wall deformity.
    • In stable or slowly progressive conditions, NIV can significantly prolong life and improve quality of life.

Written by Dr Ahmed Kazie MD, MSc
  • References
    1. Laura-Jane Smith, Brown JS, Quint J. Respiratory medicine. London ; Philadelphia: Jp Medical Publishers; 2015.
    2. Sattar HA. Fundamentals of pathology : medical course and step 1 review. Chicago, Illinois: Pathoma.com; 2024.
    3. Wilkinson I, Raine T, Wiles K, Hateley P, Kelly D, McGurgan I. OXFORD HANDBOOK OF CLINICAL MEDICINE International Edition. 11th ed. Oxford University Press; 2024.

Last Updated: February 2025